2000-023-Authorizing Town Manager To Continue The Disadvantaged Business Enterprises ProgramRESOLUTION 2000 - 23
RESOLUTION OF THE TOWN COUNCIL
OF THE TOWN OF LOS GATOS
AUTHORIZING THE TOWN MANAGER TO CONTINUE THE
DISADVANTAGED BUSINESS ENTERPRISES
(DBE) PROGRAM
(September 1, 2000 to August 31, 2001)
WHEREAS, the Federal Government requires that a Disadvantaged Business
Enterprises program be in effect prior to any :commitment to use Federal Funds for any
project.
NOW, THEREFORE, THE TOWN COUNCIL OF THE TOWN OF LOS
GATOS DOES HEREBY RESOLVE that the Town shall continue a Disadvantaged
Business Enterprises (DBE) Program as described in the program attached :(Exhibit A).
PASSED AND ADOPTED ata regular meeting of the Town Council held on the20th
day of March, 2000, by the following vote;
COUNCIL MEMBERS:
AYES: Randy Attaway, Jan Hutchins, Linda Lubeck, Joe Pirzynslci,
Mayor Steven Blanton..
NAYS.: None
ABSENT: None
ABSTAIN: None
SIGNEID:
LOS GATOS
ATTEST:
,(,~/1/c~i~~
CZ,ERK OF "f kIE 'TOWN OF LOS GATOS
GATOS, CALIFORNIA
LOS GATOS, CALIFORNIA
1
DISADVANTAvr;D BUSINESS ENTERPRISE {DBE) ~nOGRAlV1
TOWN OF LOS GATOS
NOVEMBER 22, 1993
h PolicX Statement
It is the policy of the Town of Los Gatos. to utilize Disadvantaged Business Enterprises
(DBE) and firms as defined in 49 CFR Part 23 in all aspects of contracting to the maximum extent
feasible. This :policy which is fully described .herein constitutes policy and commitment to
substantially :increase DBE utilization in all program activities funded wholly or in part by any U.
S. Department of Transportation model element.
This .agency, its contractors and subcontractors, which are the recipients of Federal-aid funds, agree
to ensure DBE firms have the maximum opportunity to participate in the performance of contracts
and subcontracts. In this .regard, this Agency and all of its contractors and subcontractors will take
all reasonable steps in accordance with 49 CFR Part 23 to ensure that-DBE firms have the.maximum
opportunityao compete for and perform contracts.
II. Disadvantaged Business Enterprise (DBE) Liaison Officer
Director of Parks and Public Works or their designee shall be the DBE Liaison Officer for
this agency .and shall report to the Town Manager. They will be assigned such staff as is necessary
to fully continue the provision of 49 CFR Part 23 and such other DBE programs as may be,required.
III. Duties of the DBE Liaison Officer
The DBE Liaison Officer shall develop, manage and continue the DBE Program on aday-to-
day basis. Typical duties include, but are not limited to the following activities:
^ Develop and carry out technical assistance programs for .DBE's.
^ Arrange solicitations,. time for the presentation of bid, quantities, specifications, and
delivery schedules so as, to facilitate the participation of DB:E's. Where such changes
are found necessary to increase DBE utilization, they will be made in consultation
and cooperation with the functional unit involved.
^ Provide guidance to DBE's in overcoming barriers, such as inability to obtain
bonding or financing.
^ Carry out information and communication programs on contracting. opportunities in
a timely manner. Programs shall be bilingual where appropriate.
^ Investigate the services offered by banks owned and controlled by Disadvantaged
Business Enterprises..
^ Unless noted elsewhere herein the listing of DBE's certified by Caltrans will be
utilized. Said listing is to be made available to all ;project bidders. Such listing will
include the following information: Name, address, telephone number, ethnic acid/or
sexual ownership, and type of work performed by firm.
^ Prior to approval~~~the substitution of any DBE sub-contrac~~r, the prime contractors
will be required to prove performance of good faith efforts to replace the DBE with
another eligible DBE.
'^ Establish a DBE overall annual :goal. The goal shall be evaluated annually and
adjusted as necessary.
^ Establish an appropriate individual project DBE goal for each Federal Aid Project
advertised.
^ Perform .good faith analysis when the project goal is not achieved.
^ Maintain such documentation as is necessary to verify performance of all activities
included in this program.
IV. Public Notification
1. At the time of submittal of this program to the State Department of Transportation,
a notice in both minority and majority local media will bepublished. Said publication shall include:.
^ The annual overall DBE :goal..
^ Notification that a description of how the goal was set is .available for ;public
inspection for a period of 30 days. `
^ Notification that both U. S. DOT and this agency will accept comments of the
.goal for 45 days from the date of the notice, The notice shall advise
interested parties that comments are for information purposes only.
2. This program will be reaffirmed by public notice annually at the time of publication
of overall goal. If substantial changes are made to this document, the entire document shall be
subject to notification noted in (1) above.
3. In addition to the foregoing, interested disadvantaged and majority contractor
organizations will. receive direct mailings of this complete pro.gram.
V. Establishment of Goal
1. The DBE goal will be established both annually (overall) and on a per contract basis.
The overall goal will be based on planned contractactivity for the coming year. The overall .goal
established will be subjectto methodology and procedures established in 49 CFR Part 23, Subparts
{C) and (D) and take effect on October 1st of each year.
2. The overall DBE goal established with this initial program is 10% and covers the
period from September L, 2000 to August 31, 2001.
3. Individual project goals will. be established based on the following criteria:
^ Attainment of established overall goals.
^ Size of project.
t~ ('
^ Opportun~~ies for DBE's as subcontractors, vendors, .and suppliers.
^ Minority population of geographic area in which work is to be performed.
^ DBE goals being utilized in the geographic area by other State, Federal or
local jurisdictions.
^ Availability of certified DBE`s.
^ .Past experience on projects similar to the project being evaluated.
^ Such other factors as may effect the utilization of DBE's.
Complete evaluation. documentation will be retained for each project.
4. Projects which do not contain a specific goal will contain the following. provisions:
A. "Policy. It. is the- policy of the .Department of Transportation that
disadvantaged business enterprises as defined in 49 CFR Part 23 shall have
the maximum opportunity to participate in the performance of contracts
financed in whole or in part with Federal funds under this .agreement.
Consequently, the DBE requirements of 49 CFR Part 23 apply to this
agreement."
B. .DBE Obli ag tion. (i) The recipient or its contractor agrees to ensure that
disadvantaged business enterprises as .defined in 49 CFR .Part 23 have the
maximum opportunity to participate in the performance of contracts and
subcontracts financed in whole or in part with Federal funds provided under
this agreement. In this regard, all .recipients or contractors shall take all
.necessary and reasonable steps in accordance with 49 CFR Part 23 to ensure
that disadvantaged business enterprises have the maximum opportunity to
compete for and perform contracts. Recipients and their contractors shall not
discriminate on the basis of race, color, national origin, or sex in the award
and performance ofDOT-assisted contracts."
VI. Contract Procedure
This program shall be continued through the utilization of a contract pedal provision which
will be provided/updated as necessary by Caltrans' Division of Local Streets and Roads. These
procedures require bidders to submit the names of DBE subcontractors and suppliers,. a description
of the work each is to perform or material to be furnished, and the dollar value of each DBE
subactivity.
VII DBE Notification
Projects will be .advertised in local :newspapers and minority focus newspapers when
possible. These ads will include reference to DBE requirements and will indicate the DBE project
goal.
~ ~.
DBE supportive service u,~sistance centers will receive notification ~fprojects scheduled to
be advertised. Such Centers will be afforded the opportunity to receive complimentary plans and
specifications for projects within their geographical area of responsibility.
VIII. .Selection Criteria for Projects with DBE Goals
Every :proj ect containing a DBE goal shall be evaluated by the DBE Liaison Officer orhis/her
designee to ascertain bidding contractors' efforts to attain the. DBE goal. The award of any project
must be concurred with by the DBE Liaison Officer orhis\her designee before said contract maybe .
.awarded. Should there be .disagreement between functional units concerning. contractors' efforts to
attain contract .goals for DBE participation, the matter shall be referred to the Town Manager or
his/her designee, for final determination.
Competitors that fail to meet the DBE goal and fail to demonstrate sufficient reasonable good
faith efforts shall be declared non-responsive and ineligible for award of the contract.
All contracts that contain a DBE ,goal, pursuant to this policy, will be monitored on an
ongoing basis by project personnel duringthe course of construction. The DBE Liaison Officer is
to be immediately advised of .any circumstances wherein contractor compliance with the DBE
provision is questionable. The contractor shall submit a final report for each. project which includes
total payments to the prime contractor as well as any payments the prime contractor has made to
DBE subcontractors, vendors and suppliers. If the report indicates the prime contractor has not
achieved the project goal,. project personnel shall attach an evaluation, in narrative form, of the
reasons for failure to attain the goal and any corrective action that was taken..
Prime contractors will be required to notify the .Agency of any situation in which regularly
scheduled progress payments are not made to DBE subcontractors,. vendors or suppliers.
IX. Counting DBE Participants
This agency, its contractors, and subcontractors shall count DBE participation in accordance
with the provisions of Section 23.47, Title 49, of the Code of Federal Regulations.
X. Records and Reports
1. The DBE Liaison Officer shall. maintain such records, and provide such reports, as
are necessary to ensure full compliance with this policy.. Such records and reports shall include, as
a rninimurn, the following information:
^ Awards to DBE's
^ .Awards to majority contractors.
^ Final project reports concerning DBE utilization.
^ Such other data as is needed to fully evaluate compliance with this program.
2. The DBE Liaison Officer shall submit reports to Caltrans and/or to the appropriate
U,S. DOT element as required. These reports will include:
^ Nurnber and dollar value of contracts awarded.
^ Number .and dollar value of contracts .and subcontracts awarded to DBE's.
^ Description of ,general categories of contracts awarded to DBE's.
^ The perct age of the dollar value of all contracts. aided during the year
which were awarded to DBE's.
^ Indication as to the .extent of which the percentage met or exceeded the
overall .goal..
^ Reports shall be broken down separately by ethnic grouping.
XI. Complaints
Any complaints received by the Agency concerning this program will be investigated by the
Personnel Officer. He/She will endeavor to reso ve said complaints within 90 days of receipt by the
DBE Liaison Officer. The appropriate DOT element and Caltrans will be furnished an appropriate
DOT element :and Caltrans will be furnished a copy of the complaint and may be invited to
participate in the investigation/resolution. The DOT element and Caltrans will receive a complete
investigative report on the complaint and may be requested to concur in the proposed disposition of
said complaint.
Contractors will be directed to notify the Agency of any complaints they may receive concerning this
program. ,