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Item 12 Staff Report Accept Report on Whether Thomas Kerr Has a Conflict of Interest in Preparing a Mobile Home Park Conversion Impact ReportMEETING DATE: 9/8/98 ITEM NO. /9..\ COUNCIL AGENDA REPORT DATE: August 26, 1998 TO: MAYOR AND TOWN COUNCIL ''// FROM: ORRY P. KORB, ESQ. TOWN ATTORNEYQY SUBJECT: ACCEPT REPORT ON WHETHER THOMAS KERR HAS A CONFLICT OF INTEREST IN PREPARING A MOBILEHOME PARK CONVERSION IMPACT REPORT. RECOMMENDATION: Accept report on whether Thomas Kerr has a conflict of interest in preparing a mobilehome park conversion impact report. DISCUSSION: A question was raised during public comment at the Town Council meeting on August 10, 1998 about whether Thomas Kerr has a conflict of interest based on his ownership interests in mobilehome parks. During the meeting, the Town Attorney referred to a letter from Mr. Kerr requesting an opinion on the same question. Council requested a report back. Attached is a copy of a letter to Mr. Kerr dated August 25, 1998 in which the Town Attorney advised that Mr. Kerr does not have a conflict of interest. Attachments: Distribution: Letter dated August 25, 1998 from Town Attorney to Thomas Kerr Thomas P. Kerr, 3807 Pasadena Ave., Suite 100, Sacramento, CA 95821 PREPARED BY: ORRY P. KORB, ESQ., TOWN ATTORNEY OPK/ct Reviewed by: kWIL Manager Finance Revised: 8/26/98 2:01 pm Reformatted: 10/23/95 File# 301-05 TOWN OF Los GATOS Town Attorney's Office 408/354-6880 August 25, 1998 Thomas P. Kerr, President Thomas P. Kerr, Inc. 3807 Pasadena Avenue, Suite 100 Sacramento, CA 95821 RE: AGREEMENT FOR MOBILEHOME PARK CONVERSION CONSULTING SERVICES -- CONFLICT OF INTEREST Our File: 1408-05 Dear Mr. Kerr: CIVIC CENTER 110 E. MAIN STREET P.O. Box 949 Los GATOS, CA 95031 In a letter dated July 29, 1998, you requested my advice on whether you have a conflict of interest.in preparing a closure impact report for the Los Gatos Mobilehome Park. Specifically; you asked whether you may provide this service under contract with the Town given your ownership interests in mobilehome parks. As discussed below, you do not have a conflict of interest that bars you from providing this contract service to the Town. FACTS You advised that you have ownership interests in mobilehome parks located in California (in the Sacramento area) and Oregon, but have no business holdings or other financial interests in the Town or elsewhere in Santa Clara County. You also stated that you write a monthly newsletter which, though aimed at park owners, is circulated to other segments of the mobilehome park industry. Your newsletter subscribers list includes the owners of the Bonnie View Mobilehome Park in Los Gatos. The owners of the Los Gatos Mobilehome Park are not subscribers. A subscription to your newsletter costs $125 per year. Your task under contract with the Town is to gather data and prepare a closure impact report as required by the Town Code and State law. That report serves as an information tool for use by residents of the mobilehome park and the Town in considering an application to convert the Los Gatos Mobilehome Park to another use. The report reaches no conclusions and makes no recommendations. Completion of the report does not constitute or mandate an action by the Town. Your contract specifies that you act as an independent contractor with full control over the manner in which you perform your contractual obligations. ATTACHMENT 1. INCORPORATED AUGUST 10, 1887 Thomas P. Kerr, President August 25, 1998 Page 2 ANALYSIS Your question requires examination of both the California Political Reform Act, Government Code § 81000 et seq. (the "Act"), and the common law doctrine of conflicts of interest. Political Reform Act The Act sets forth rules concerning potential conflicts of interest that are applicable to officers and employees of the Town, and to certain consultants. Because you work under contract to the Town, you are subject to the Act only if you are a "consultant" as defined by the Act. To qualify as a consultant under the Act, you must either be delegated specified decision -making authority or function as an officer or employee of the Town. 2 Ca1.Adm.C.§ 18700. Here, there is no evidence of any delegation of decision -making authority, nor is there evidence that you function as an officer or employee of the Town. Your contract with the Town requires you to gather data and then prepare a report to be used by the Town, the park owner and the park residents as an informational tool in addressing the conversion application. In addition, your contract expressly states that, as an independent contractor, you do not act as an officer or employee of the Town. Neither State law nor the Town Code expressly or impliedly delegate the preparation of the report to officers or employees of the Town. Consequently, while you are a consultant to the Town in the normally understood sense, being a person who provides expert professional advice, you are not a consultant under the Act, and, therefore, you are not subject to its provisions. Nevertheless, as discussed below, even if you were subject to the Act, you would not have a financial interest that, if material, could constitute a conflict of interest. Common Law Doctrine of Conflicts of Interest Under the common law doctrine of conflicts of interest, a public officer is impliedly bound to exercise the powers conferred on him or her with disinterested skill, zeal, and diligence and primarily for the benefit of the public. Noble v. City of Palo Alto (1928) 89 Ca1.App. 47, 51. This doctrine has been utilized in situations where the Political Reform Act does not apply, but where the financial or personal interests of a decision -maker are nevertheless implicated. Clark v. City of Hermosa Beach (1996) 48 Cal.App.4th 1152. Based on the information you have provided, other than the subject contract, you have no relevant financial interest in the Town or in Santa Clara County, which includes the mile area studied for purposes of the Report. Your closest financial interest is in a mobilehome park located in the Sacramento area. While two parties in Los Gatos subscribe to your newsletter, the Thomas P. Kerr, President August 25, 1998 Page 3 owner of the Los Gatos Mobilehome Park is not a subscriber and, therefore, is not a source of income to you. You have provided no other facts that indicate that you have any financial or personal interest in the Los Gatos Mobilehome Park or in the contents of the report. It is useful to note in this context that the report is only an informational document and does not mandate any specific action. The mere fact that you are a park owner does not, in itself, constitute a conflict. Rather, your experience as a park owner and conversion consultant was the basis of the Town's determination that you are an expert in the mobilehome industry and, therefore, qualified to provide the required services. The Town could not legally award the contract to you without first determining that you are qualified. CONCLUSION Without evidence of a financial or personal interest in the proposed conversion of the Los Gatos Mobilehome Park or in the contents of the closure impact report, there is no basis to conclude that you have a conflict of interest in providing contract services to the Town. If there are any additional facts that should be considered, please disclose them to me immediately. In addition, if you obtain any interest that may give rise to a conflict, again please notify me immediately. Verxtruly your, Orry P. Korb Town Attorney OPK/ct N:1ATY\KERR.LTR cc: David W. Knapp, Town Manager Lee E. Bowman, Planning Director Town Council Minutes September 8, 1998 Redevelopment Agency Los Gatos, California LANDSCAPE MAINTENANCE SERVICES AUTHORIZATION (11.28) Motion by Mrs. Benjamin, seconded by Mr. Blanton, to authorize a budget increase of $2,050 funded from fund balance (255-36000) for Landscape Maintenance services. Carried by a vote of 4 ayes. Mr. Attaway absent. MOBILEHOME PARK CONVERSION IMPACT REPORT/CONFLICT OF INTEREST (12.19) Motion by Mrs. Benjamin, seconded by Mr. Blanton, that Council accept and file report on whether Thomas Kerr has a conflict of interest preparing a mobilehome park conversion impact report. Carried by a vote of 4 ayes. Mr. Attaway absent. GENERAL PLAN TASK FORCE II/VACANCIES (13.20) Motion by Mrs. Benjamin, seconded by Mr. Blanton, that Council accept and file report regarding two vacancies on the General Plan Task Force II Committee. Carried by a vote of 4 ayes. Mr. Attaway absent. BICYCLE ADVISORY COMMITTEE/SANTA CLARA VALLEY TRANSPORTATION AUTHORITY APPOINTMENT OF REPRESENTATIVE/RESOLUTION 1998-138 (14.20) Motion by Mrs. Benjamin, seconded by Mr. Blanton, that Council adopt Resolution 1998-138 entitled, RESOLUTION OF THE TOWN OF LOS GATOS APPOINTING A REPRESENTATIVE TO THE SANTA CLARA VALLEY TRANSPORTATION AUTHORITY COUNTYWIDE BICYCLE ADVISORY COMMITTEE. Carried by a vote of 4 ayes. Mr._ Attaway absent. ETHER OXYGENATES PROHIBITED/(MTBE)/MOTOR FUEL/RESOLUTION 1998-139 (15.14) Motion by Mrs. Benjamin, seconded by Mr. Blanton, that Council adopt Resolution 1998-139 entitled, RESOLUTION OF THE TOWN OF LOS GATOS REQUESTING THE GOVERNOR AND THE LEGISLATURE TO PROHIBIT THE USE OF METHYL TERTIARY -BUTYL ETHER (MTBE) OR OTHER ETHER OXYGENATES IN MOTOR FUEL. Carried by a vote of 4 ayes. Mr. Attaway absent. MAIN STREET 34/COMPLETION NOTICE/RESOLUTION 1998-140 (16.09) Motion by Mrs. Benjamin, seconded by Mr. Blanton, that Council adopt Resolution 1998-140 entitled, RESOLUTION OF THE TOWN OF LOS GATOS ACCEPTING WORK OF DAVE FLICK, DEVELOPER, (FLICK ENTERPRISES. INC.) 34 EAST MAIN STREET AND AUTHORIZING THE TOWN MANAGER TO EXECUTE CERTIFICATE OF ACCEPTANCE AND NOTICE OF COMPLETION FOR RECORDING BY TOWN CLERK. Carried by a vote of 4 ayes. Mr. Attaway absent. DOWNTOWN STREETSCAPE PLANTERS/PROJECT 9709/RESO 1998-141 (17.35) Motion by Mrs. Benjamin, seconded by Mr. Blanton, that Council adopt Resolution 1998-141 entitled, RESOLUTION OF THE TOWN OF LOS GATOS AND THE TOWN REDEVELOPMENT AGENCY ACCEPTING WORK OF GOLDEN BAY CONSTRUCTION PROJECT 9709 - DOWNTOWN STREETSCAPE PLANTERS - PHASE II AND AUTHORIZING THE MAYOR/EXECUTIVE DIRECTOR TO EXECUTE CERTIFICATE OF ACCEPTANCE AND NOTICE OF COMPLETION FOR RECORDING BY THE TOWN CLERK/SECRETARY TO THE AGENCY, Carried by a vote of 4 ayes. Mr. Attaway absent. TC: D10: MM090898 3 FAXED Town of Los Gatos Town Attorney's Office 110 E. Main Street P.O. Box 949 Los Gatos, CA 95031 (408) 354-6880 Fax: (408) 354-8431 DATE: June 1, 1998 Confirmation copy mailed: /Y/ No TO: Thomas P. Kerr FAX: 916-971-1849 SENDER: Orry P. Korb, Town Attorney SUBJECT: Agreement for Mobilehome Park Consulting Services YOU SHOULD RECEIVE PAGE(S), INCLUDING THIS COVER SHEET. IF YOU [DO NOT RECEIVE ALL THE PAGES, PLEASE CALL1408) 354-6880. MESSAGE: TOWN OF Los GATOS Town Attorney's Office 408/354-6880 June 1, 1998 VIA FACSIMILE & U.S. MAIL Thomas P. Kerr, Inc. 3807 Pasadena Ave., Suite 100 Sacramento, California 95821 Attention: Thomas P. Kerr, President RE: Agreement for Mobilehome Park Consulting Services (AGR:98:023) Our File: 1408-05 Dear Mr. Kerr: CIVIC CENTER 110 E. MAN STREET P.O. Box 949 Los GATOS, CA 95031 This will confirm that the Town of Los Gatos waives the requirement found at section 15.A.iv of the above agreement that you maintain professional liability insurance in amounts not Less than $1,000,000. As we discussed, this insurance is not applicable to the type of consulting services provided pursuant to the agreement. This will also confirm that I cannot authorize a waiver of the Town policy requiring primary coverage endorsements for the insurance required by the agreement. If you have any questions, please contact my office. Ve truly yours, 4f ---��fJ Orry P. Korb Town Attorney OPK:/ct [N:\ATY1K&RR.LTRJ cc: Lee Bowman, Planning Director D.W. Knapp, Town Manager INCORPORATED AUGUST 10, 1887 06/01/98 14:41 FAX 916 P 1849 THOS P KERR INC Eol THOMAS P. KERR, Inc. Management and Consulting Services June 01, 1998 Orry P. Korb, Town Attorney Town of Los Gatos POB 949 Los Gatos, CA 95031 RECEIVED JUN - 1 1998 TOWN ATTNY 3807 Pasadena Ave_, Suite 100 Sacramento, California 95821 Telephone: (916) 971-0489 Via Fax: 408-364-8431 REF: Agreement for Mobilehome Park Consulting Services (AGR:98:023) Dear Mr. Korb: I've run into another problem with the insurance requirements of the above -referenced agreement and would appreciate your consideration of the matter. Paragraph 15.B.ii. requires that the consultant's insurance be "primary insurance.' The insurance information received from the Town Clerk specifies certain language that is required relative to "primary.' coverage. Attached is a memorandum from my insurance broker regarding the Town's requirement. The broker and I recognize why a contractor or developer is required to provide 'primary" coverage. In my case, the only activities in which I will be engaged are meetings in the offices of the Town itself, or on the property of Los Gatos Mobile Home Park. As a consultant who will be doing research and writing a report, I will not be exposing the Town to the same risks as someone undertaking construction or other physical work in or for the Town. I am writing to request that the side letter you proposed to delete the requirement for $1 million professional liability insurance also delete the requirement that my general liability be "primary.' Thank you for your assistance. omas P. Kerr, President Mobilehome Parks Consultant 06/01/98 14:41 FAX 916 5— 1849 THOS P KERR INC �02 Gallagher Alliance Insurance 7600 N. 1 Oth St., Suite 201 Phoenix AZ 35020-4447 Phone : 602-296-7600 Thomas P. Kerr Inc., Mal 3607 Pasadena Ave. Suns 100 S.oromento CA 96621 • MEMO :�EtdtiAT760- KERRT 1 RA 06/04/65 uszermbscii PC KG 02/15/96 02/15/90 As per cur discussion on the phone earlier today, unfortunately your current policy coverage will not be able to respond as per the requitement of the Town of Los Gstoe. The only way we would be able to meet the cif 's requirement. is to have you take out a separate policy for yOur office with Odyssey Reinsurance Company. This coverage would be .7 "- • in annual premium than what you are currently paying now *r "r'--- • er "oonsultin " t • orations. he wording the Torn of Los Gatoe is using really isn't applicable or nsoeasary for the type of operations you'll be carrying out, i.e., consulting work. This wording camas sn to play most frequently on contracting vor]c, or construction work being done by a oompany on the Town's behalf. In that case it is both necessary and frequently used. Sowever it really isn't applicable in your case. It would be n.ee if the city would back off of the requirement as respects PRIMARY ooverige, since it's really overkill in this case. In a yy , •-« =omen coverage pre •-a PREMISES operations or OL&T tyyppee of coverage (Owners, Landlords, Tenant's) as opposed to "consulting" operation4 which fella under NSC types of coverage (Manufacturer's & Contractor's). SO unfortunately your current policy o uldn'tau over you uf(er thLs •xpoo�ure. Please let me know if X Rob Griffin -05 y 77/7716?5- ps/ TOWN NEWS Council says mobile -home -park closure process � Pds refining By JEFF KEARN" �Q Last week's Town (" 't mobile -home -pa,' into a sometimes , Silicon Valley's ho, Councilmembers changes to the town's ing mobile -home park. the town's two parks fea. lose their homes if the pai oped out of their financial r1/4 The new ordinance wo..,1 require mobile -home parks, if replaced, to offer the same amount of housing at the same affordability levels as before. The council decided that there were too many loose ends with the two proposed amendments, and voting unanimously against adopting the new guidelines, it sent the proposal back to the General Plan Committee and the Rent Advisory Com- mittee for further discussion this summer. Residents say they need to be protect- ed from having their parks turned into luxury condos. "I can't afford to live anywhere else right now. I'm on State Supplemental Income and my daughter is disabled, and if the park gets closed I don't know where we're going to go," park resident Paula Alves said. Many other park residents echoed her concerns, including seniors, college stu- dents and single parents who said they were lucky to have an affordable place to live in Los Gatos. Some parents said that their kids would be forced to leave Los Gatos schools if the park closes, because they won't be able to live in town. At issue is how much the town can do to protect the existing supply of affordable housing without putting too much of a bur- den on park owners. "Government can only do so much, and we can't force any mobile -home -park owner to stay in business," Councilmem- ber Randy Attaway said. Park owners say the regulations are already too stringent and treat them unfairly compared to apartment owners. "I'm vehemently opposed to this ordi- ' said Gerald Mirassou, who owns ,ie View Mobile Home Park on i. "Los Gatos has decided to e-home parks a repository for ierate-income housing." _Iced apart the proposed ordi- .. May 4 letter to the town, which "Draconian" regulations effectively ..orce park owners to subsidize affordable housing for their residents. He also asked that any ordinance be more specific in including units owned by the park or the occupant when closure studies are prepared. Currently, the town requires that any mobile -home -park conversion provide at least as many units of very low-, low- and moderate -income housing units as were previously on the site. Additionally, who- ever applies for the conversion must out- line plans for accommodating displaced park residents during construction. But future development on the site of a park is effectively limited in size —and profitability —by the requirements: Any additional development on top of the units that replace mobile homes will increase the density of the development. And the denser the project, the less likely it is to gain approval in the town of Los Gatos. The new ordinance, if passed, would not affect the zoning of the site. The proposed ordinance would add two additional considerations to the guidelines for closing mobile -home parks, which cur- rently states that "any proposal to convert a mobile -home park to a residential devel- opment shall provide at least as many low- cost housing units as could be accommo- dated within the existing park's capacity." Barry Swenson Builders has filed an application to convert the Los Gatos Mobile Home Park at 484 Woodland Ave. The application is still pending, but the necessary report won't be able to move forward until the town finalizes its rules for the process. The General Plan Committee originally suggested revisiting the closure rules in 1997 when it suggested updates to the general plan's housing element. Both parks have about 75 units. iya51-dc TOWN OF Los GATOS Town Attorney's Office 408/354-6880 May 13, 1998 Thomas P. Kerr, President Thomas P. Kerr, Inc. 3807 Pasadena Ave., Suite 100 Sacramento, CA 95821 RE: Agreement for Mobilebome Park Consulting Services (AGR:98:023) Dear Mr. Kerr: CIVIC CENTER 110 E. MAIN STREET P.O. Box 949 Los GATOS, CA 95031 You asked whether we would need to amend the agreement in order to delete the requirement for $1 million of professional liability insurance. I believe that the Town can simply waive this requirement, which we would do by a side letter when the contract is executed. Please contact me if you have any additional questions. Very truly yours, Orry P. Korb Town Attorney cc: Lee Bowman, Planning Director OPK:ct/wp [N WTYUCERR.LTRj INCORPORATED AUGUST 10,1887 Ca 04/27/98 11:54 FAX 916 971 1849 THOS P KERR INC 101 iv A6 gir THOMAS P. KERR, Inc. Management and Consulting Services April 27, 1998 Orry P. Korb, Town Attomey Town of Los Gatos POB 949 Los Gatos, CA 95031 RECEIVED NPR >..t A TOWN ATTNY REF: Agreement for Mobilehome Park Consulting Services (AGR:98:023) Dear Mr. Korb: 3807 Pasadena Ave., Suite 100 Sacramento. California 95821 Telephone: (916) 971-0489 Via Fax: 408-354-8431 Thank you for speaking with me last Thursday when I was in Oregon. Your prompt consideration of my fetter of April 21 to you is appreciated. You indicated that you are willing to waive or delete the requirement for $1 million in professional liability insurance. Do we need an amendment to the Agreement to accomplish this? If so, will you prepare it? Or do we just simply strike the paragraph You explained that there had been a mistake in the rates for "Compensation for Additional Services," but that it cannot be corrected at this time without going back before the Town Council. We agreed that if the Town requests additional services beyond the scope of the Agreement, an Amendment would be prepared at that time specifying the services and applicable rates. You suggested that I work with Lee Bowman, Town Planning Director, to get specific written consent for the subcontractors who comprise the "team" in my Response to the RFP. We concluded that the way to deal with my concem about the clock starting before actual work on the assignment could begin, is to execute the Agreement on or just before the day of Scoping Meeting. I plan to send in my application for the Town business license within the next day or two, so that will be taken care of as well. Thank you for your assistance. rT cerely,,.�A,� , omas P. Kerr, President Mobilehome Parks Consultant AN 9ff" THOMAS P. KERR, Inc. Management and Consulting Services April 27, 1998 Orry P. Korb, Town Attorney Town of Los Gatos POB 949 Los Gatos, CA 95031 3807 Pasadena Ave., Suite 100 Sacramento, California 95821 Telephone: (916) 971-0489 RECEIVED APR 2 9 1998 Via zr14i'ig431 REF: Agreement for Mobilehome Park Consulting Services (AGR:98:023) Dear Mr. Korb: Thank you for speaking with me last Thursday when I was in Oregon. Your prompt consideration of my letter of April 21 to you is appreciated. You indicated that you are willing to waive or delete the requirement for $1 million in professional liability insurance. Do we need an amendment to the Agreement to accomplish this? If so, will you prepare it? Or do we just simply strike the paragraph? You explained that there had been a mistake in the rates for "Compensation for Additional Services," but that it cannot be corrected at this time without going back before the Town Council. We agreed that if the Town requests additional services beyond the scope of the Agreement, an Amendment would be prepared at that time specifying the services and applicable rates. You suggested that I work with Lee Bowman, Town Planning Director, to get specific written consent for the subcontractors who comprise the "team" in my Response to the RFP. We concluded that the way to deal with my concern about the clock starting before actual work on the assignment could begin, is to execute the Agreement on or just before the day of Scoping Meeting. I plan to send in my application for the Town business license within the next day or two, so that will be taken care of as well. Thank you for your assistance. (Sicerely, T omas P. Kerr, President Mobilehome Parks Consultant MEMORANDUM DATE: April 24, 1998 TO: Lee Bowman, Planning Director FROM: Orry P. Korb, Town Attorney' SUBJECT: Agreement for Mobilehome Park Conversion Consulting Services Consultant: Thomas Kerr Our File: 1408-05.06 As we discussed, I reviewed a faxed letter from Mr. Kerr concerning several issues about the terms of the above agreement, and then spoke with him by phone on April 24, 1998. This will summarize his points and my responses. 1. Kerr said that he cannot meet the $1 million E& 0 requirement for a reasonable price. I responded that the professional services he provides are low risk, and that this requirement can be waived without returning to Council. 2. Kerr pointed out that the rates set forth in the Compensation for Additional Services paragraph are incomplete. This was an error resulting from my use of the analysis of the various proposals. I responded that the amount of compensation is a significant term of the agreement and cannot be changed without Council approval. However, these rates only apply to additional services performed at the request of the Town. Thus, there is no reason to return to Council to amend the agreement unless we know that the additional services will be required. I should point out that some foresight should be exercised to ensure that a situation does not arise where additional services are performed prior to approval of the correct rates. That is not something Michele would appreciate. 3. Kerr is concerned about the fact that each of his associates is a subcontractor. Therefore he must receive written authorization to use them. The agreement should spell out how the authorization is to be given. I suggest that it be specific to certain individuals. You should obtain this information from Kerr. 4. Kerr is concerned about when the clock starts on the 135 days. He wants it to begin with the scoping meeting that, coincidentally is job one in phase one. I explained that the terms begins to run from the date of execution. Thus, you should schedule execution to coincide with the scoping meeting. Thanks! OPK/wp f N:1ATY\KERR.MEMI PP4r THOMAS P. KERR, Inc. Management and Consulting Services April 21, 1998 Orry P. Korb, Town Attorney Town of Los Gatos POB 949 Los Gatos, CA 95031 REF: Agreement for Mobilehome Park Consulting Services (AGR:98:023) Dear Mr. Korb: 3807 Pasadena Ave., Suite 100 Sacramento, California 95821 Telephone: (916) 971-0489 RECEIVED APR 2i199P TOWN ATTIN' Via Fax: 408-354-8431 I am writing to follow up my telephone conversation with Ryan Bane of the Town Planning Department on Monday, April 20, and the voice mail message I left for you with regard to the proposed agreement. I had hoped to get a chance to talk with you before I left for Oregon on Wednesday, April 22. I will be gone the balance of the week. As I explained to Ryan, I thought there might be a couple of provisions in the proposed agreement that had been carried over from another use of it with a different consultant, and there are a couple of items that I thought we might clarify. The requirement for $1 million in professional liability insurance (paragraph 15 A iv) was unexpected as it was not specified in the Request for Proposal (and may be a provision from another use). I have checked into obtaining such coverage and, because there are no group or association programs for activities of this nature (as exists for lawyers, doctors, and engineers), the cost is quite high on an individual basis. My insurance broker has found a market that will write it for a premium of $8,500. That is a cost that was not included in the budget for this project. It has been suggested to me that I ask you to consider the liability exposure and the need for this requirement. I'm not a lawyer providing opinions upon which the Town will rely. Nor am I an engineer designing a bridge its citizens will drive over. Essentially, I am writing a report for Town. The report will be subjected to considerable scrutiny and input from many quarters, including residents, the property owner, the public, and Town administrative staff. I am providing information which will be used by the Town Council to form an opinion. The final decision they make will be made based upon staff recommendations and advice of legal counsel. I am requesting that the requirement for professional liability insurance be waived. The provision relating to "Compensation for Additional Services" (paragraph 7.c) does not reflect the hourly rates quoted in my Response to the RFP. The correct hourly rates are: Principal Consultant/Subcontractor $150.00 Associate Consultant/Subcontractor $ 75.00 Appraiser/Relocator $ 75.00 Staff Support $ 25.00 The other two provisions that Ryan and I discussed relate more to implementation of the agreement. It is perhaps implied and understood in my Response to the RFP that all of the people who comprise the "team" are subcontractors and that by accepting it the Town has consented to such assignment and subcontracting. However, to keep things tidy and clear, I asked Ryan how we would obtain the Town's written consent as required by paragraph 10, "Assignability and Subcontracting." Paragraph 2 requires that the consulting services be completed within 135 days of the "commencement date." My concern is that the clock doesn't start running before I can in fact commence the project. I explained to him that we can't really get started on the closure impact study until we can hold a meeting with the owners of the mobilehomes, listen to their concerns, answer their questions, and explain who we are and how we will go about appraising their mobilehomes, and so forth. We can't hold the meeting with residents until after we have the Scoping Meeting. I asked that the "commencement date" be not earlier than the date the Scoping Meeting is held. I would appreciate your review and consideration of these matters. I will be checking with my office on Thursday and Friday for messages if you wish to try to reach me then. Otherwise, we can perhaps discuss this early next week. Thank you for your assistance. Sincerely, t Th mas P. Kerr, President Mobilehome Parks Consultant Page 2 ent by: ALLIANCE INS. 602 494 1175; 04/16/98 4:55PM; #128;Page 2/2 GALLAGHER ALLIANCE INSURANCE SERVICES, INC. 4" A DIVISION OF ARTHUR J. GALLAGHER & CO. April lb, 1998 To: Tom Kerr Fr: Louis Serro CiALLAUI-LtK At. L.AA.1VL.r UN Uxrurt..t; Re: E&O Insurance Below is a summary of coverage: Coverage : Professional Liability Claims Made Form, Retroactive date set on policy inception date, Defense within the limit of coverage. Limit $ 1,000,000 per claim/ Aggregate Deductible : $ 5,000 Terms 25% minimum earned premium Exclusions : Pollution, Asbestos, Employment Related Practices, Lead Paint Contamination, Lead Paint Poisoning, New Entities Not Reported, Nuclear Energy, Punitive Damages Company : Tamarack Insurance Premium : $8,500 annual 7600 N. 16th Street • Suite 201 • Phoenix, AZ 85020 (602) 998-7600 • Fax (602) 494-1175 04/21/98 22:27 FAX 916 071 1849 1:1 THOMAS P. KERR, Inc. Management and Consulting Services 3807 Pasadena Ave., Suite 100 Sacramento, California 95821 Telephone: (916) 971-0489 April 21, 1998 Orry P. Korb, Town Attomey Town of Los Gatos POB 949 Los Gatos, CA 95031 RECEIVED APR 2 1 1998 TO WN ATTArY Via Fax: 408-354-8431 REF: Agreement for Mobilehome Park Consulting Services (AGR:98:023) Dear Mr. Korb: I am writing to follow up my telephone conversation with Ryan Bane of the Town Planning Department on Monday, April 20, and the voice mail message I left for you with regard to the proposed agreement. I had hoped to get a chance to talk with you before I left for Oregon on Wednesday, April 22. I will be gone the balance of the week. As I explained to Ryan, I thought there might be a couple of provisions in the proposed agreement that had been carried over from another use of it with a different consultant. and there are a couple of items that I thought we might clarify. The requirement for $1 million in professional liability insurance (paragraph 15 A iv) was unexpected as it was not specified in the Request for Proposal (and may be a provision from another use). I have checked into obtaining such coverage and, because there are no group or association programs for activities of this nature (as exists for lawyers, doctors, and engineers), the cost is quite high on an individual basis. My insurance broker has found a market that will write it for a premium of $8,500_ That is a cost that was not included in the budget for this project. It has been suggested to me that I ask you to consider the liability exposure and the need for this requirement. I'm not a lawyer providing opinions upon which the Town will rely. Nor am I an engineer designing a bridge its citizens will drive aver. Essentially, I am writing a report for Town. The report will be subjected to considerable scrutiny and input from many quarters, including residents, the property owner, the public, and Town administrative staff. I am providing information which will be used by the Town Council to form an opinion. The final decision they make will be made based upon staff recommendations and advice of legal counsel. 04/21/98 22:27 FAX 916 °71 1849 THOS P KERR INC 02 I am requesting that the requirement for professional liability insurance be waived. The provision relating to "Compensation for Additional Services" (paragraph 7.c) does not reflect the hourly rates quoted in my Response to the RFP. The correct hourly rates are: Principal Consultant/Subcontractor $150.00 Associate Consultant/Subcontractor $ 75.00 Appraiser/Relocator $ 75.00 Staff Support $ 25.00 The other two provisions that Ryan and I discussed relate more to implementation of the agreement. It is perhaps implied and understood in my Response to the RFP that all of the people who comprise the "team" are subcontractors and that by accepting it the Town has consented to such assignment and subcontracting. However, to keep things tidy and clear, I asked Ryan how we would obtain the Town's written consent as required by paragraph 10, "Assignability and Subcontracting." Paragraph 2 requires that the consulting services be completed within 135 days of the "commencement date." My concern is that the clock doesn't start running before I can in fact commence the project. I explained to him that we can't really get started on the closure impact study until we can hold a meeting with the owners of the mobilehomes, listen to their concerns, answer their questions, and explain who we are and how we will go about appraising their mobilehomes, and so forth. Wo can't hold the meeting with residents until after we have the Scoping Meeting. I asked that the "commencement date" be not earlier than the date the Scoping Meeting is held_ I would appreciate your review and consideration of these matters. I will be checking with my office on Thursday and Friday for messages if you wish to try to reach me then. Otherwise, we can perhaps discuss this early next week. Thank you for your assistance. 6Thmas P. Kerr, President Mobilehome Parks Consultant Sincerely, Page 2 04/21/98 22:27 FAX 916 0/1 1849 ent by: ALLIANCE INS. THOS P KERR INC 1j03 602 494 1175; 04/ 4:55PM;, #128;Page 212 GALLAGHER ALLIANCE INSURANCE SERVICES. INC. �y --- A DIVISION OF ARTHUR J. (iALLAGHEA & Co. April 16, 1998 To: Tom Kerr Fr: Louis Serro LIALLAurizx ALL ANi t..Jr, Lima u lCayL L.ft Re: E&O Insurance Below is a summary of coverage: Coverage : Professional Liability Claims Ma& Form, Retroactive date set on policy inception date. Defense within the limit of coverage. Limit S 1,000,000 per claim/ Aggregate Deductible : S 5,000 . Terms 25% minimum earned premium Bxckai1ons : Pollution, Asbestos, Employment Related Practices, Lead Paint Contamination, Lead Paint Poisoning, New Entities Not Reported, Nuclear Energy, Punitive Damages Company : Tamarack Insurance Premium : S8.500 annual 7600 N. 161h Street • Suite 201 • Phoenix, AZ 85020 (602) 996-76D0 • Fax {602) 494-1175