Item 6 Staff Report Authorize Participation in Amicus Curiae Brief in Associated Home Builders of Northern California v. City of Napa, California Court of Appeal Case No. A090437, at no Cost to TownDATE:
TO:
FROM:
SUBJECT:
MEETING DATE: 5/22/00
ITEM NO.
COUNCIL AGENDA REPORT
May 2, 2000
MAYOR AND TOWN COUNCIL
ORRY P. KORB, TOWN ATTORNEO
AUTHORIZE PARTICIPATION 1N AMICUS CURIAE BRIEF IN ASSOCIATED HOME
BUILDERS OF NORTHERN CALIFORNIA V. CITY OF NAPA, CALIFORNIA COURT OF
APPEAL CASE NO. A090437, AT NO COST TO TOWN
RECOMMENDATION:
Authorize the Town Attorney to join the Town of Los Gatos in the amicus curiae brief in the case ofAssociated Home
Builders of Northern California v. City of Napa, California Court of Appeal Case No. A090437, at no cost to Town.
DISCUSSION:
The City ofNapa adopted an inclusionary ordinance requiring that developers ofresidential property provide affordable
housing units and/or in -lieu payments. Shortly after the ordinance became effective, plaintiffs filed this lawsuit
challenging the validity of the ordinance on its face under various theories of law. The Superior Court granted the City's
demurrer to the lawsuit, and the matter is now being appealed by the plaintiffs.
This is an important case in California as the issue of providing affordable housing continues to grow. Many California
municipalities have adopted inclusionary ordinances similar to Napa's, including Los Gatos with its Below Market Price
program, and the outcome of this case will directly impact the validity of such ordinances.
Attachments:
Distribution:
Letter dated April 18, 2000 from Napa City Attorney
Thomas B. Brown, City Attorney, City of Napa, P.O. Box 660, Napa, CA 94559-0660
PREPARED BY: ORRY P. KORB, TOWN ATTORNEY
OPK/ct [N:IATYWAPA.AMI]
Reviewed by: Manager
Revised: 5/2/00 1:58 pm
Reformatted: 10/23/95
File# 301-05
*T41
CITY of NAPA
April 18, 2000
TO: California City Attorneys
r.7110EIVED
APR 2 2d0
TOWN ATTNY
CITY ATTORNEY
955 School Street
PO Box 660
Napa, California 94559-0660
(707) 257-9516
(707) 257-9274 (Facsimile)
RE: REQUEST FOR AMICUS CURIAE SUPPORT IN ASSOCIATED HOME
BUILDERS OF NORTHERN CALIFORNIA V. CITY OF NAPA; CALIFORNIA
COURT OF APPEAL NO. A090437; APPEAL FROM SUPERIOR COURT
JUDGMENT REJECTING CHALLENGES TO RESIDENTIAL INCLUSIONARY
ORDINANCE
Dear City Attorneys:
The City of Napa requests your cities' amicus curiae support in the above -referenced case
involving a challenge brought by the Associated Homes Builders of Northern California,
represented by the Pacific Legal Foundation, against the City's residential inclusionary zoning
requirement. The Legal Advocacy Committee of the League of California Cities also urges
cities to join in this effort.
BRIEF DESCRIPTION OF CASE
The City of Napa adopted its inclusionary ordinance, similar in substance to ordinances
adopted by some 75 cities and counties statewide, to address impacts on affordable housing
created by the development of market rate residential projects by requiring generally that 10% of
all new residential dwelling units be affordable, and by imposing rent and resale requirements to
ensure the . continued affordability of the units constructed. The ordinance permits a residential
developer to satisfy the requirement either by an "alternative equivalent proposal," including a
dedication of land or the construction of affordable units on another site, or, again at the
developer's option, by payment of an in -lieu fee to be used only to increase and improve the
supply of affordable housing in the City. The ordinance also allows developers various
affordable housing concessions and incentives, and permits developers to appeal to the City
Council for a reduction, adjustment or complete waiver of the inclusionary/in-lieu fee
requirements based upon a demonstrated absence of a reasonable relationship or nexus between
the requirements and the impact of the development.
California City Attorney
Page 2
April 18, 2000
The history of the adoption of the ordinance is notable in reflecting that Napa did not
"force" the ordinance on the development community, but rather created a truly local, consensus
solution unanimously supported by au local stakeholders, including developers and builders.
When the first version of the ordinance was presented to the City Council at a public hearing in
early 1999, extensive public comment from the building, development and realtor communities
concerning perceived burdens and problems with the draft ordinance's initial requirements
prompted the Council to direct staff to undertake additional consensus building, and to make
substantial revisions to the draft ordinance, in order to address the concerns of, and compromise
with, all stakeholders, including the Chamber of Commerce, affordable housing advocates, non-
profits, the Napa-Solano Builders Exchange, the Napa Construction Coalition, the Napa Valley
Economic Development Corporation, the North Bay Association of Realtors and the Napa
Chapter of the Association of Realtors. These revisions subsequently were approved by the City
Council, and the ordinance, which was supported by findings articulating the relationship
between the development of market rate housing and the aggravation of the affordable housing
crises, was adopted in July, 1999.
Shortly after the ordinance became effective, the Associated Home Builders, represented
by the Pacific Legal Foundation (PLF), filed a lawsuit challenging the ordinance on its face. The
lawsuit contained six causes of action claiming as follows: (1) the ordinance was not premised
on an ordinance -specific study showing a nexus between the development of market rate housing
and the need for affordable housing, and thus on its face constituted a taking under a "heightened
scrutiny" analysis assertedly imposed under the Tlollan/Dolan line of cases, and under that part
of the California Supreme Court's Ehrlich decision concerning the ad hac recreational fee
imposed there; (2) the ordinance violated due process by lacking any demonstrated nexus
between the development of market rate housing and the creation of affordable housing needs,
and by denying developers of market rate housing a "fair return"; (3) the ordinance constituted a
development fee adopted in violation of the Mitigation Fee Act, Government Code Section
66000, et seq.; (4) the ordinance imposed a tax in violation of Proposition 13; (5) the ordinance
imposed a tax in violation of Proposition 62; and (6) the ordinance imposed a tax in violation of
Proposition 218. The City demurred, arguing that these arguments were either at odds with
settled law, premature, or both. The Superior Court agreed with the City's arguments, and thus
sustained its the City's demurrer as to all causes of action without leave to amend. The Home
Builders then appealed the case to the First District Court of Appeal.
WHY THIS CASE MERITS CITIES' ATTENTION
This case obviously involves several issues of critical importance to cities statewide.
First, although there are published decisions validating affordable housing fees on commercial
development, this is the first challenge of which Napa is aware to any residential inclusionary
ordinance requiring developers of residential, market rate housing to provide inclusionary units
or in -lieu payments. Insofar as some 75 cities and counties statewide have similar inclusionary
requirements, the outcome of this case will directly impact the validity of such ordinances.
California City Attorney;
Page 3
April 18, 2000
Moreover, even those cities without inclusionary ordinances will be affected by the
outcome of this case. The Home Builders' and PLF's argument concerning the applicability of
heightened scrutiny under NollaniDolan to this police power zoning ordinance requirement
imperils not only inclusionary ordinances, but land use and other police power ordinances as
well. If the plaintiff is successful in persuading a court to accept heightened scrutiny as the
applicable standard, cities' ability to exercise basic police power regulatory authority will be
severely diminished.
Plaintiff's other theories are of similar concern to cities. For example, the assertion that
the inclusionary in -lieu fee, which under virtually all inclusionary ordinances is not mandatory at
all, but rather one of many development options, may be challenged as a tax under Propositions
13, 62 and 218, threatens to undermine cities' ability to impose mitigation fees to defray impacts
created by new development. So too does the assertion that such ordinances are subject to a
"staturory heightened scrutiny" under the Mitigation Fee Act.
ISSUES ON WHICH AMICUS ASSISTANCE WOULD BE HELPFUL
I have discussed this matter with the proposed amicus brief writer, Rick Judd of Goldfarb
& Lipman, and Andrew Schwartz, the San Francisco Deputy City Attorney (and takings expert)
assigned by the Legal Advocacy Committee to supervise the amicus effort. We propose the
following issues would benefit from analysis in an amicus brief:
1. The history of the affordable housing crisis in California, the pressure exerted by
State law on cities and counties to address this crisis; the use of inclusionary ordinances
statewide to address such problems; and the benefits and successes of such programs;
2. How the Home Builders/PLF takings and due process theories threaten basic
principles of separation of powers by improperly inviting courts to second guess the wisdom of
basic legislative determinations on land use issues reserved to local legislative bodies;
3. Why plaintiffs' heightened scrutiny theory fails, and why the ordinance
withstands the scrutiny instead under deferential rational basis standards, pursuant to Ehrlich and
Santa Monica Beach; and
4. That in fact the Court should take this opportunity to clarify that the decisions in
Ehrlich and Santa Monica Beach do not authorize courts to use taking analysis to test how well
government's chosen means serve its ends, and that passing references in those cases which may
imply differently should not be relied on.
California City Attorney
Page 4
April 18, 2000
ANTICIPATED BRIEFING SCHEDULE
The appellants' opening brief likely will be filed within 30 to 60 days, or by mid -May to
mid -June, 2000. The City's brief, and that of amid, thus would be due by mid -June to mid -July,
2000. Cities wishing to join in this amicus effort are encouraged to notify the brief writer,
Rick Judd of Goldfarb & Lipman by May 31, 2000.
CONCLUSION
This case plainly is a matter of widespread interest to all California cities, and the
attorneys from the PLF have made clear their intention to take this case as far as possible. The
City of Napa and the Legal Advocacy Committee urge cities to lend their support to turn away
these efforts to undermine basic and well -accepted police power responses to the difficult
affordable housing crisis which confronts all California cities, and for which the State of
California has imposed increasingly difficult compliance requirements. Please return the
enclosed form to Rick Judd by May 31, 2000.
ruly yours,
TH
City Attorney
TB:st
cc. Rick Judd, Esq.
Andrew Schwartz, Esq.
Kirk Trost, Esq.
Richard Marcantonio, Esq.
Michael Rawson, Esq.
Dara L. Schur, Esq.
Richard Rothschild, Esq.
Mayor and Council
Pat Thompson
Peter Dreier
John Yost
Town Council Minutes
Redevelopment Agency
COUNTY REFERRALS (02.47)
Motion by Mr. Hutchins, seconded by Mr.
County Referrals:
NUMBER LOCATION
7741 16209 Maya Way
Carried unanimously.
APPLICATIO
Restifo
May 22, 2000
Los Gatos, California
Pirzynski, that Council accept the report concerning
N REQUEST
Variance
RECOMMENDATION
Approval if no garage
currently exists/One Condition
PLANNING COMMISSION & DEPARTMENT MONTHLY STATUS REPORT (03.47)
Motion by Mr. Hutchins, seconded by Mr. Pirzynski, that Council accept and file informational
monthly status report regarding Planning Department. Carried unanimously.
RATIFICATION OF PAYROLL/APRIL 2000 (04.V)
Motion by Mr. Hutchins, seconded by Mr. Pirzynski, that Council ratify the check registers for the
payrolls of April 16, 2000 through April 29, 2000, paid on May 5, 2000, in the amount of $400,010.59.
Carried unanimously.
ACCOUNTS PAYABLE/RATIFICATION/APRIL 2000 (05.V)
Motion by Mr. Hutchins, seconded by Mr. Pirzynski, that Council ratify the accompanying check
registers for accounts payable invoices paid on April 28, 2000, and May 5, 2000 in the amount of
$649,634.73. Carried unanimously.
AMICUS BRIEF/HOME BUILDERS NORTHERN CALIF/VS/CITY OF NAPA (06.01)
Motion by Mr. Hutchins, seconded by Mr. Pirzynski, that Council authorize the Town Attorney to join
the Town Attorney to join the Town of Los Gatos in the amicus curiae brief in the case of Associated
Home Builders of Northern Californiz vs. City of Napa, California Court of appeal Case #A090437,
at no cost to Town. Carried unanimously.
PLANNING COMMISSION/COMMENDATION/SANDY DECKER/RESOLUTION 2000-47 (07.20)
Motion by Mr. Hutchins, seconded by Mr. Pirzynski, that Council adopt Resolution 2000-47 entitled,
RESOLUTION OF THE TOWN OF LOS GATOS COMMENDING SANDY DECKER FOR
HER SERVICE TO THE TOWN AS A MEMBER ON THE PLANNING COMMISSION.
Carried unanimously,
BRIDGE STRUCTURES/PROJECT 9935/SEISMIC RETROFIT/RESOLUTION 2000-48 (08.35)
Motion by Mr. Hutchins, seconded by Mr. Pirzynski, that Council adopt Resolution 2000-48 entitled,
RESOLUTION OF THE TOWN OF LOS GATOS APPROVING PLANS AND
SPECIFICATIONS FOR PROJECT 9935 - SEISMIC RETROFIT - TWO BRIDGE
STRUCTURES AND AUTHORIZE THE CLERK TO ADVERTISE FOR BIDS. This motion
includes the information received in this evening's desk item. Carried unanimously.
TC: D11: MM052200
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