Attachment 4Laurel Prevetti
From: John Shepardson <shepardsonlaw@me.com>
Sent: Saturday, May 13, 2017 5:34 PM
To: Laurel Prevetti
Subject: Re: LG Town Budget 5/16/2017
Attachments: LG Budget 51617.docx
Laurel:
Instead go with this. Added data and reads better in an attachment.
JS
On May 13, 2017, at 5:01 PM, Laurel Prevetti <LPrevetti@,losgatosca.gov> wrote:
Thank you, John, for your comments. They will be provided to the Council in Monday's
Addendum.
Have a great weekend,
Laurel
On May 13, 2017, at 3:13 PM, John Shepardson <shepardsonlaw@ine.com> wrote:
Dear Mayor and Other Council Members:
1. Introduction
Enclosed is my review of the Town of Los Gatos'
budgetary situation. I would not keep commenting on
the budget as it stands if I did not think it was in so serious
peril. I suggest tough and effective action must be taken now
to avoid greater problems later.
2. Questions Presented
Does the Town of Los Gatos proactively cut services and/or
raise taxes?
What, if any, nonPD services should be cut?
Should the Town cut the parade and save
$880/yr?
1
ATTACHMENT 4
Should the Town outsource the library to
save an est. $500K/yr?
Will citizens approve a parcel tax for the PD after rejecting
one for the schools?
Is a 40.8 percent PD expenditure budget financially
responsible and reflect community priorities (Cupertino is
approx. 11 percent, Saratoga approx. 27 percent, and both are
rated safer)?
Does the Town pay down the unfunded pension liability to
save millions?
How much will the anticipated recession affect the budget?
3. Options
a. Comprehensive review of the budget by finance committee.
b. Management Partners or auditor do compressive
review of budget.
c. Outsource PD to Sheriff (est. $5M/yr savings).
d. Outsource library to County of Santa Clara (est. $500K/yr
savings).
e. Raise taxes, including parcel tax and/or approving
large commercial developments.
f. Do nothing. Let problems worsen or
hope revenues increase on their own. Perhaps
N. 40 is approved via court, which will bring
in millions. However, residential is a net drain on
Town budget. Increased PD services given
projected level of commercial activity, including
2
nightlife.
4. Recommendations
a. Across the board 10 percent cut in services
and raise taxes equal amount.
b. Parcel tax for PD.
5. Commentary on Budget
First paragraph--LG budget short-term shortfall --cut services
or raise taxes (financial pressure to approve
big developments). Later paragraphs --long-term
prob--pensions & infrastructure (est. over $54M
& $22M totals so total est. over $76M).
6. Pertinent Excerpts from Town Report
https://legistarweb-
production.s3 .amazonaws.com/uploads/attachment/pdf/7 1 959/Attachment 1 E_-
Financial Summaries Section.pdf
Reflecting the strength of the local economy, FY 2017/18 operating budget is a balanced budget, with use of
General Fund reserves dedicated for one-time uses. However, the five-year financial forecast projects
revenue shortfalls resulting primarily from the increased pension contributions as a result of recent actions
taken by CalPERS to lower its discount rate. The shortfalls are projected over future years and need to be
addressed proactively either through revenue enhancements or service delivery adjustments, barring
unforeseen increases in existing local revenue sources. The FY 2017/18 budget has been balanced largely
due to revenue enhancements, resulting from the positive economy and the Town's growth in the
economically sensitive revenue sources such as Property Tax, Transient Occupancy Tax, and Business
Licenses. In regard to expenditures, the Town's employer -paid benefits are expected to increase for the
foreseeable future, including obligated pension contributions, the pre -funding of premiums for retiree
health coverage, and the increasing costs of current health plans. Specific trends affecting the fund balance
forecast include:
Pension contributions are also a significant portion of the Town's budget, as the Town is obligated to
contribute a mandatory amount established by the California Public Employees Retirement System
(CaIPERS) as a percent of salary. The rates are established by actuarial formula and are controlled by the
policies adopted in the Public Employment Retirement Law (PERL). Despite the $4.5 million CalPERS side
fund payoff in June 2014, the Town's employer pension contributions continue to rise reflecting the lower
than expected CalPERS investment earnings for its pension trust coupled with a CaIPERS January 2017
action to lower its discount over time from 7.5% to 7.0%. The lower discount rate takes effect for the Town
in FY 2018/19 employer rates. For FY 2017/18, the rate for sworn employees will increase from 36.18% in FY
2016/17 to 39.60% in FY 2017/18. For all other employees, the rate will increase from 26.96% in FY 2016/17
to 27.40% in FY 2017/18.
Los Gatos -Saratoga Recreation - Beginning January 2010, Los Gatos Saratoga (LGS) Recreation entered into
a 20-year lease with the Town for the former Neighborhood Center, renamed the Adult Recreation Center.
In exchange for providing and expanding senior services, the facility is leased at a below market rate. LGS
Recreation also leases the Town -owned facility located at 123 E. Main Street, on a month to month basis.
3
In addition to providing subsidized leases, the Town provides in -kind staffing support for the Holiday Tree
Lighting and the Children's Holiday Parade. Costs to provide maintenance and public safety services for the
Holiday Tree Lighting are estimated to be $1,600; the Children's Holiday Parade costs are estimated to be
$25,000. These estimates only include expenses that occur at the event and do not include time dedicated
to event planning and logistics. The estimated total of all in -kind expenses is $810,738.
Development Impact Fees are not ongoing fees or taxes; they are one-time fees, paid at the time of
construction. Impact fees are not special assessments, nor are they permitted to cover on -going operations
and maintenance costs. By definition, "a fee is voluntary and must be reasonably related to the cost of the
service provided by the local agency/' The fees are collected by local governmental agencies to pay for
infrastructure or capital facilities needed to serve new development. Because impact fees are collected
during the development approval process, the fees are typically paid by developers, builders, or other
property owners who are seeking to develop property as a way of paying their "fair share" of needed
facilities.
The Town collects three Development Impact Fees that meet the reporting requirements of AB 1600: the
Traffic Impact Mitigation Fee, Below -Market Priced Housing Program In -Lieu Fee, and the Construction
Activity Impact Fee. The following tables provide potential project lists.
Town of Los Gatos Traffic Mitigation Improvements Potential Project List
22,799,000
1. More recently, however, CalPERS has significantly increased contribution rates to cover rising
retiree costs and CalPERS investment losses sustained in the down economy. In FY 2014/15, the
Town's miscellaneous employee rate was projected to increase to 23.45% and the safety rate was
projected to increase to 43.87%. By Council authority in June 2014, the Town paid off its CaIPERS
side fund liability of $4.5M which substantially decreased PERS sworn rates in future years. As a
result of this payoff, the FY 2014/15 Town's miscellaneous employee rate was 22.38% and the
safety rate was 29.56%, a sworn rate reduction of 14.31% from previously forecasted. In FY
2017/18, the Town's miscellaneous employee rate is projected to increase to 27.40%; the safety
rate is projected to increase to 39.6%; and the PEPRA safety rate is projected to be 12.8%.
SUMMARY OF PERSONNEL CHANGES FY 2017/18
In December 2016 the CaIPERS Board announced a plan to lower its discount rate from its current
rate of 7.5%. The phase -in of the discount rate change approved by the Board effective beginning
FY 2018/19 is as follows:
The immediate effect of this change is the actuarial valuation report being prepared for June 30,
2016 by CalPERS which sets the employer contribution rate for FY 2018/19 at a the lower discount
rate of 7.375%. This action will in turn lead to increased actuarial accrued liabilities because with
lower expected returns there are lower projected assets to meet the expected pension
obligations. Town staff had already anticipated increases in employer contributions in its Five Year
Financial Plan, but the rates in years three through five of the plan increased beyond staff
estimates due to the lowering of the discount rate. The CalPERS Board had previously adopted
4
recommendations to modify both the smoothing and amortization policies and implement these
changes going forward with an impact to employer rates which began in FY 2015/16. As a result of
this change, the smoothing period changed from a 15-year rolling period to a five-year direct
smoothing rate. The amortization period changed from a 30- year rolling period to a 30-year fixed
rate. The cumulative effect of these changes will require the Town to pay significantly more into
the system. Estimates indicated that these changes would result in the Town increasing from the
FY 2017/18 rate of 39.6% to 65.7% in FY 2022/23 of pay rate for safety employees and from the FY
2017/18 rate of 27.40% to approximately 43.30% in FY 2022/23.
Using official information issued by CaIPERS, the following schedule reflects the Town's actual
CalPERS pension rate for FY 2017/18 and the expected rates for the following fiscal years based on
the Town's five-year forecast model which was updated using a CaIPERS employer bulletin in
January 2017 that provided a calculation method to estimate rate impacts of the discount rate
change approved in December 2016.
7. Conclusion
If we take effective now, we can avoid later painful
fiscal events. Let's keep the small town character of Los Gatos
with a fiscal policy that allows us to fund the services we need and want,
while maintaining our independence from the promises of large tax revenues
from big developments that can wreck havoc on traffic and our status as a
town.
Thank for considering the above review. If you have any questions or
feel free to give me a call.
John Shepardson, Esq.
408-966-9709
Sent from my iPhone
5
John Shepardson, Esq.
shepardsonlaw@me.com
59 N. Santa Cruz Avenue, Suite Q
Los Gatos, CA 95030
T: (408) 395-3701
F: (408) 395-0112
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6
Dear Mayor and Other Council Members:
1. Introduction
Enclosed is my review of the Town of Los Gatos' budgetary situation. I would not keep
commenting on the budget as it stands if I did not think it was in so serious peril. I suggest
tough and effective action must be taken now to avoid greater problems later.
2. Questions Presented
Does the Town of Los Gatos proactively cut services and/or raise taxes?
What, if any, nonPD services should be cut?
Should the Town cut the parade and save $880/yr?
Should the Town outsource the library to save an est. $500K/yr?
Will citizens approve a parcel tax for the PD after rejecting one for the schools?
Is a 40.8 percent PD expenditure budget financially responsible and reflect community priorities
(Cupertino is approx. 11 percent, Saratoga approx. 27 percent, and both are rated safer)?
Does the Town pay down the unfunded pension liability to save millions?
How much will the anticipated recession affect the budget?
3. Options
a. Comprehensive review of the budget by finance committee.
b. Management Partners or auditor do compressive review of budget.
c. Outsource PD to Sheriff (est. $5M/yr savings).
d. Outsource library to County of Santa Clara (est. $500K/yr savings).
e. Raise taxes, including parcel tax and/or approving large commercial developments.
f. Do nothing. Let problems worsen or hope revenues increase on their own. Perhaps
N. 40 is approved via court, which will bring in millions. However, residential is a net drain on
Town budget. Increased PD services given projected level of commercial activity, including
1
nightlife.
4. Recommendations
a. Across the board 10 percent cut in services and raise taxes equal amount.
b. Parcel tax for PD.
5. Commentary on Budget
First paragraph--LG budget short-term shortfall --cut services or raise taxes (financial pressure to
approve big developments). Later paragraphs --long-term prob--pensions & infrastructure (est.
over $54M
& $22M totals so total est. over $76M).
6. Pertinent Excerpts from Town Report
https://I egista rwe b-
production.s3.amazonaws.com/uploads/attachment/pdf/71959/Attachment1E_-
_Financial_Summaries_Section.pdf
Reflecting the strength of the local economy, FY 2017/18 operating budget is a balanced
budget, with use of General Fund reserves dedicated for one-time uses. However, the five-
year financial forecast projects revenue shortfalls resulting primarily from the
increased pension contributions as a result of recent actions taken by CaIPERS to
lower its discount rate. The shortfalls are projected over future years and need
to be addressed proactively either through revenue enhancements or service
delivery adjustments, barring unforeseen increases in existing local revenue
sources. The FY 2017/18 budget has been balanced largely due to revenue enhancements,
resulting from the positive economy and the Town's growth in the economically sensitive
revenue sources such as Property Tax, Transient Occupancy Tax, and Business Licenses. In
regard to expenditures, the Town's employer -paid benefits are expected to increase for the
foreseeable future, including obligated pension contributions, the pre -funding of premiums for
retiree health coverage, and the increasing costs of current health plans. Specific trends
affecting the fund balance forecast include: (emphasis added)
Pension contributions are also a significant portion of the Town's budget, as the Town is
obligated to contribute a mandatory amount established by the California Public Employees
Retirement System (CaIPERS) as a percent of salary. The rates are established by actuarial
formula and are controlled by the policies adopted in the Public Employment Retirement Law
(PERL). Despite the $4.5 million CaIPERS side fund payoff in June 2014, the Town's employer
2
pension contributions continue to rise reflecting the lower than expected CaIPERS investment
earnings for its pension trust coupled with a CaIPERS January 2017 action to lower its discount
over time from 7.5% to 7.0%. The lower discount rate takes effect for the Town in FY 2018/19
employer rates. For FY 2017/18, the rate for sworn employees will increase from 36.18% in FY
2016/17 to 39.60% in FY 2017/18. For all other employees, the rate will increase from 26.96% in
FY 2016/17 to 27.40% in FY 2017/18.
Los Gatos -Saratoga Recreation - Beginning January 2010, Los Gatos Saratoga (LGS) Recreation
entered into a 20-year lease with the Town for the former Neighborhood Center, renamed the
Adult Recreation Center. In exchange for providing and expanding senior services, the facility is
leased at a below market rate. LGS Recreation also leases the Town -owned facility located at
123 E. Main Street, on a month to month basis.
In addition to providing subsidized leases, the Town provides in -kind staffing support for the
Holiday Tree Lighting and the Children's Holiday Parade. Costs to provide maintenance and
public safety services for the Holiday Tree Lighting are estimated to be $1,600; the Children's
Holiday Parade costs are estimated to be $25,000. These estimates only include expenses that
occur at the event and do not include time dedicated to event planning and logistics. The
estimated total of all in -kind expenses is $810,738.
Development Impact Fees are not ongoing fees or taxes; they are one-time fees, paid at the
time of construction. Impact fees are not special assessments, nor are they permitted to cover
on -going operations and maintenance costs. By definition, "a fee is voluntary and must be
reasonably related to the cost of the service provided by the local agency." The fees are
collected by local governmental agencies to pay for infrastructure or capital facilities needed to
serve new development. Because impact fees are collected during the development approval
process, the fees are typically paid by developers, builders, or other property owners who are
seeking to develop property as a way of paying their "fair share" of needed facilities.
The Town collects three Development Impact Fees that meet the reporting requirements of AB
1600: the Traffic Impact Mitigation Fee, Below -Market Priced Housing Program In -Lieu Fee, and
the Construction Activity Impact Fee. The following tables provide potential project lists.
Town of Los Gatos Traffic Mitigation Improvements Potential Project List
22,799,000
More recently, however, CaIPERS has significantly increased contribution rates to cover rising
retiree costs and CaIPERS investment losses sustained in the down economy. In FY 2014/15, the
Town's miscellaneous employee rate was projected to increase to 23.45% and the safety rate
was projected to increase to 43.87%. By Council authority in June 2014, the Town paid off its
CaIPERS side fund liability of $4.5M which substantially decreased PERS sworn rates in future
years. As a result of this payoff, the FY 2014/15 Town's miscellaneous employee rate was
22.38% and the safety rate was 29.56%, a sworn rate reduction of 14.31% from previously
3
forecasted. In FY 2017/18, the Town's miscellaneous employee rate is projected to increase to
27.40%; the safety rate is projected to increase to 39.6%; and the PEPRA safety rate is projected
to be 12.8%.
SUMMARY OF PERSONNEL CHANGES FY 2017/18
In December 2016 the CaIPERS Board announced a plan to lower its discount rate from its
current rate of 7.5%. The phase -in of the discount rate change approved by the Board effective
beginning FY 2018/19 is as follows:
The immediate effect of this change is the actuarial valuation report being prepared for June
30, 2016 by CaIPERS which sets the employer contribution rate for FY 2018/19 at a the lower
discount rate of 7.375%. This action will in turn lead to increased actuarial accrued liabilities
because with lower expected returns there are lower projected assets to meet the expected
pension obligations. Town staff had already anticipated increases in employer contributions in
its Five Year Financial Plan, but the rates in years three through five of the plan increased
beyond staff estimates due to the lowering of the discount rate. The CaIPERS Board had
previously adopted recommendations to modify both the smoothing and amortization policies
and implement these changes going forward with an impact to employer rates which began in
FY 2015/16. As a result of this change, the smoothing period changed from a 15-year rolling
period to a five-year direct smoothing rate. The amortization period changed from a 30- year
rolling period to a 30-year fixed rate. The cumulative effect of these changes will
require the Town to pay significantly more into the system. Estimates indicated that
these changes would result in the Town increasing from the FY 2017/18 rate of 39.6% to 65.7%
in FY 2022/23 of pay rate for safety employees and from the FY 2017/18 rate of 27.40% to
approximately 43.30% in FY 2022/23. (emphasis added)
Using official information issued by CaIPERS, the following schedule reflects the Town's actual
CaIPERS pension rate for FY 2017/18 and the expected rates for the following fiscal years based
on the Town's five-year forecast model which was updated using a CaIPERS employer bulletin in
January 2017 that provided a calculation method to estimate rate impacts of the discount rate
change approved in December 2016.
7. San Jose Mercury News Articles
a. Copy and paste from http://www.mercurynews.com/2016/12/19/caipers-fiddles-while-
taxpayers-wallets-burn/
CaIPERS fiddles while taxpayers' wallets burn
By DIANA DIAMOND I DianaLDiamond@gmail.com 1
PUBLISHED: December 19, 2016 at 4:36 pm I UPDATED: February 8, 2017 at 4:05 pm
Note: This column has been updated to correct CaIPERS' percentage rate of return the past
year.
4
CaIPERS, the nation's largest pension fund with assets of $301 billion, invests money to pay the
pensions of most California city and school employees. But it has really screwed up these
investments the past couple of years, and we taxpayers will have to make up for that. For
example, although CaIPERS (California Public Employees Retirement System) projected a 7.5
percent rate of return, it made only .6 percent this past year and 2.4 percent the previous
year. Off a wee bit, I'd say. (emphasis added0
So now most cities are going to have to increase their own annual fees to CaIPERS to help
cover that agency's Toss. In Palo Alto it will be $21 million this year, according to city
Administrative Services Director Lalo Perez, who attended a CaIPERS conference last week.
Some of that money comes from our taxes, and Perez is seeking other ways to fund the fee.
(emphasis added)
This is CaIPERS' fault. Its projected earnings fell through because it had a poor return on a lot of
its investments and unrealistic earnings estimates. How can it say the return will be 7.5 percent
and it comes in at .06? At the conference there weren't many details, Perez said, though there
was an acknowledgement its global investments were off. Our savings accounts yield more.
This system used to be a win -win. Once cities contracted, CaIPERS assumed their pension
obligations, and lucrative transfers at first helped 1,251 local governments "confer highly
compensated pensions to 10,000 local public employees," according to a Nov. 26 article in
Forbes magazine by Adam Andrzejewski. The cost: $2.8 billion annually.
Among 21,682 retirees in those cities, some 115 from Palo Alto were in the $100,000-plus
pension club: former city police chief Lynne Johnson, who in 2015 received pension checks of
$16,774.69 per month (that's $201,291.48 a year); former city manager Frank Benest, who gets
$16,030.94 a month ($192,371.28 a year); and former city manager June Fleming, who retired
16 years ago in 2000 with a monthly pension now of $15,121,52 ($181,458.24 annually). Of
course, retirees and spouses receive lifetime health insurance.
So far, no one has been able to control this expanding growth of CaIPERS. Member benefits
have doubled, according to the California Policy Center. In 2014 (its latest figures), the pension
benefits CaIPERS bestowed were 50 percent better than 20 years ago, and the annual member
payouts have increased at a rate exceeding inflation.
And, according to the Forbes article, "the system itself became an outright lobbyist for higher
member benefits." There's a decided tilt of former union members on CaIPERS' board, so they
understand the perks of a public pension, which are far better than those for private industry.
Some other cities are upset about these unscheduled payment hikes, but cities don't have any
clout over CaIPERS' board. I understand Gov. Jerry Brown has asked CalPERS for better
investments, but the board is not beholden to the governor either.
5
Everyone should ask if the pensions the retirees receive are defensible and financially
sustainable. I don't see how they are. While cities spend taxpayer money on their
employees' retirements, roads and bridges go unrepaired and the numbers of
police officers are reduced to cut back expenses. Cities have to gang up and demand a
better performance from CaIPERS. (emphasis added)
There is a glimmer of hope, though. In August, a state appellate court in San Francisco decided
reasonable benefit cuts are permissible. Up until now, courts have held that pensions are
inviolate and cannot be reduced. This case will take awhile and chances are if CalPERS loses, it
will appeal. I think the courts are the best way to resolve these new pension problems.
Diana Diamond is a columnist for The Daily News. Her email is DianaLDiamond@gmail.com.
b. Copy and paste from http://www.mercurynews.com/2017/03/10/borenstein-calpers-unions-
deceiving-public-about-pensions/
PERS, unions deceiving public about pensions
20160714_042057_calpers0717-1
Borenstein: CaIPERS, unions deceiving public about pensions
By DANIEL BORENSTEIN I dborenstein@bayareanewsgroup.com I Bay Area News Group
PUBLISHED: March 10, 2017 at 8:15 am I UPDATED: March 22, 2017 at 1:53 pm
Last month, I wrote that Gov. Brown's 2012 attempt at pension reform has failed.
CalPERS, the nation's largest pension system, immediately responded on its website declaring
that "Pension Reform Has Made a Difference," and claiming that my column "greatly
oversimplifies and needlessly discounts the real impact" of Brown's plan.
Sure, Brown's pension changes have produced small savings. But they're dwarfed by the
soaring costs. It's time to stop deceiving the public. It's time to stop cherry -picking data and
provide the complete picture.
Jerry Brown announces his pension reform plan.
Things have gotten much worse since the changes were implemented. Total pension debt at
California's three statewide retirement systems has increased about 36 percent.
Add in local pension systems and the total shortfall across California has reached at least $374
billion — about $29,000 per household. The necessary payments over the next three decades
to cover the shortfall will strangle many local government budgets.
Taxpayers should be deeply concerned. So should public employees. (emphasis
added)
6
In coming years, local governments will be forced to
drastically cut services and eliminate union jobs to pay
the debt. Some public agencies will try to head that off
by asking for tax increases. And some will simply go
broke, file for bankruptcy and endanger the pensions
employees and retirees worked so hard to earn. (emphasis
added)
Across California, we're already starting to see this happening. It's will get worse as
payments on pension debt increase, as they must to shore up the system. (emphasis added)
Yet labor unions issue vacuous denials. CaIPERS lambastes critics who dare question the
soundness of the system, and downplays the seriousness of the situation — even though its
own in-house financial experts and outside consultants warn of danger ahead.
And local government leaders act surprised that they face steeply increasing pension rates for
which they didn't plan. Either they're fiscally incompetent for not seeing this coming or they're
disingenuous for feigning surprise.
Labor leaders. CaIPERS. Local officials. They have all failed to responsibly serve their respective
constituents.
Ironically, Brown seems to understand the gravity. While his 2012 pension changes merely
nibbled on the edges of the crisis, he has since pushed for more needed changes at CaIPERS.
Earlier this month, he told a Bloomberg reporter that CaIPERS will probably lower its
investment forecasts again, which would mean more painful, but necessary, rate increases for
state and local governments. (emphasis added)
Unfortunately, he has not pushed hard enough, and has been unwilling to use political capital
to force the issue. (emphasis added)
Meanwhile, CaIPERS' spin misses the forest for the trees. Take, for example, its absurd reaction
to my column last month.
They say I discount the "real impact" of Brown's pension changes: "Cost savings for the state
range from 1.2 percent of payroll for miscellaneous plans ... up to 5.1 percent of payroll for
safety plans."
7
Percent of payroll is a key measurement of the annual contributions CalPERS requires to fund
the system. In this case, those numbers lack context.
Nearly three weeks later, a CalPERS' spokesman acknowledged that the savings apply only to
the roughly 30 percent of the workforce hired since the pension changes went into effect.
So, the largest claimed savings, 5.1 percent of payroll for state public safety workers, is only
roughly 1.5 percent of payroll when applied to all those workers.
Now the big picture: During that same time, the overall state employer contribution rate for
public safety workers has increased from 34 percent of payroll in 2013 to 49 percent this fiscal
year.
What CalPERS' claim means is that, without the pension law changes, the current 49 percent
rate would have been about 50 percent instead.
But it's still about 15 points higher than it was in 2013, when the changes were launched.
Worse, that rate will likely hit or surpass 60 percent in the next five years. That means that,
for every dollar of salary, the state will give CalPERS another 60 cents. (emphasis added)
The only way to meaningfully reform pensions is to address prospectively the unaffordable
benefit levels for all employees. Brown failed to do that.
8. Conclusion
If we take effective now, we can avoid later painful fiscal events. Let's keep the small town
character of Los Gatos with a fiscal policy that allows us to fund the services we need and want,
while maintaining our independence from the promises of large tax revenues from big
developments that can wreck havoc on traffic and our status as a town.
Thank for considering the above review. If you have any questions or feel free to give me a call.
John Shepardson, Esq.
408-966-9709
8
Laurel Prevetti
From: John Shepardson <shepardsonlaw@me.com>
Sent: Saturday, May 13, 2017 6:12 PM
To: Marico Sayoc; Rob Rennie; Steven Leonardis; Marcia Jensen; BSpector; Wasserman Mike;
Howard Miller; Rod Sinks; Barry Chang; swanee Edwards; Robert Schultz;
kchurches@brookings.edu; sean.McMahon@heritage.org; Bruce.mcpherson@co.santa-
cruz.ca.us; districtl@co.monterey.ca.us; Stephen Conway; Diana Abbati; district2
@co.monterey.ca.us; district3@co.monterey.ca.us; district4@co.monterey.ca.us; district5
@co.monterey.ca.us; greg.scharff@cityofpaloalto.org; lizg@cityofcampbell.com;
dkuehne@lodi.gov; citycouncil@cityofsantacruz.com; bweaver@cityofredding.org;
kschreder@cityofredding.org; Laurel Prevetti; councilmember.wesson@lacity.org;
mayor.garcetti@lacity.org; mayoredwinlee@sfgov.org; kevinfaulconer@sandiego.gov;
MayorSteinberg@cityofsacramento.org; hharmon@slocity.org;
emailcouncil@slocity.org; Mayor@bakersfieldcity.us; City_Council@bakersfieldcity.us;
sean.morgan@chicoca.gov; reanette.fillmer@chicoca.gov;
HSchneider@SantaBarbaraCA.gov; sam liccardo; officeofthemayor@oaklandnet.com
Cc: dborenstein@bayareanewsgroup.com; DianaLDiamond@gmail.com;
nchase@bayareanewsgroup.com; joenation@stanford.edu
Subject: Los Gatos Budget Challenge; Statewide Challenge (Market value of California's total
pension debt at $1 trillion or $93,000 per California household in 2015.)
Attachments: LG Budget 51617.docx
Copy and paste from http://www.zerohedge.com/news/2016-12-02/stanford-study-reveals-california-pensions-
underfunded-1-trillion-or-93k-household
Stanford University's pension tracker database pegs the market value of California's total pension debt at $1
trillion or $93,000 per California household in 2015.
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May 15, 2017
Dear Madam Mayor, Town Council Members, Town Manager and
Finance Director;
Let me again salute the Council for going forward with citizen
appointees on the Finance Committee. These folks will be a great
asset and should not only help with strategic analysis and planning,
but also should be engaged as a novel resource to help the Finance
Department with their tasks.
And while total Town staff shouldered additional workloads in the
recent recession period by agreeing to both leaving vacant some staff
positions and maintaining salary freezes, we are now more recently in
recovery mode. Conservative "catch-up" now has salaries and
current benefits accounting for 46.8% of the Town's total
expenditures and 60.3% of General Fund expenditures planned for
FY 2017/18. While the direct compensations seem both competitive
and reasonable, this Budget does not include Pension, OPEB
benefits and the ongoing challenges to balance current compensation
obligations with earned future benefits for Town Employees.
The Town's employer pension contributions continue to rise reflecting
the lower than expected CaIPERS investment earnings for its pension
trust obligation (last year's CaIPERS' return ((00.64%)) netted
negative after inflation). The unfunded liability to CaIPERS and
OPEB is now north of the total amount before you as our Total Town
Budget. A staggering, and growing sum!
To help give Town Council and Town residents visibility on the full
impact and nature of labor costs, I propose the following:
Because benefit costs are a large and increasing percentage of
total labor costs, I encourage Town Staff any time they talk
about Staffing costs as they do on pages A-6 and A-7, to
provide both the salary cost and the benefit cost, as the
total abor cost. This will give Town Council and Town
residents visibility on the full nature of labor costs.
For Example - How much do our fully burdened Police Services
cost us in FY2017-18?
I salute you for allocating funds ahead of and in larger amounts
than is required by the annual payment to CaIPERS. To build
on this thinking, please also consider the following:
Per the Schedule of Town's General Reserve Fund A-5, the
anticipated June 30, 2017 balance in the CaIPERS/OPEB
reserve is $1.284M and the proposed June 30, 2018 balance is
$2,284M.
Since these funds are earning only about 1%, I encourage the
Town to invest these funds sooner rather than later woth
CaIPERS, the existing OPEB fund (CERBT), and perhaps a
higher percentage in the proposed Section 115 fund with
the expectation that invested conservatively, the long term
returns will exceed the current - 1%.
Thank you for the commitment demonstrated to the Town, by each of
you, and we look forward with the citizens of Los Gatos to continue to
enjoy the quality of life here we are all pursuing for our families.
Regards,
Lee Fagot
845 Lilac Way
Los Gatos, CA 95032
408 828 7080
leefagot@gmail.com
DATE: May 15, 2017
TO: Town Manager and Town Finance Director
FROM: Peter Hertan
SUBJECT: Questions about the our Fire Protective Services from County Fire
1. Fire Protective Services (FPS) are listed as an Ongoing Budget Issue again this year. Could you
discuss the issue?
2. I understand that our FPS are paid on our Property Tax bill under an agreement between the
town and the County
a. What is the total annual cost to residents for Fire Protective Services?
b. Property assessed values change annually as do the cost of services. What is the process the
county uses to adjust the property tax rate for Fire Protective Services as Los Gatos property
assessed values change and as the cost of those services change?
c. What control does Los Gatos have over the Service Level and Cost of Fire Protective Services?
Peter Hertan
Los Gatos Town Council Meeting
5-16-17
Comment on the 2017-2018 Budget and the new Financial Committee:
I applaud the Town Council for expanding the Town Council Finance Committee to include 3
non -voting citizen members. I've attended their first 2 meeting and they are clearly engaged,
asking good questions, and offering an expanded perspective. I realize that we are in the early
stages and that the budget issue has been pressing a shorthanded staff. Hopefully, there will
be a pick up in the pace as I feel the FC should meet at least monthly until matters are further
along than they are now.
I support the Town's Strategic Priority for 2017-2019 to "Address Unfunded Pension and OPEB
Liabilities"
AGENDA ITEM 4: AUDITOR SELECTION PROCESS
Selecting the new auditor would seem to have been an opportune time to utilize the members
of the Financial Committee, and perhaps, an assignment for them to handle. It appears that
only the staff was utilized to make the selection. Is it a common practice for those being
audited to select who audits them?
AGENDA ITEM 7: The Operating and Capital Budgets:
Based on the 5 Year Financial Plan on page A-9, I would like to monetize the problem created
by increasing employee costs. These increases are driven primarily by benefits. We need to
put a long term plan in place to address the issues caused primarily by these increasing costs.
As it stands currently, our current plan is not sustainable without sacrificing other critical
government services or people.
Per the 5 Year Financial Plan, Employee Benefit Expenses are forecast to increase from 22.1%
of total expenditures in the current fiscal year to 28.2% of total expenditures in FY 2022/23. As
a result of the 6.1 percentage point increase, other expenditures will have to be reduced. The
dollar amount of the increase is $4.1M or 9.6% of total expenditures.
One consequence of the increase in the cost of benefits, the Town will have $4.1M less to
spend on strategic initiatives, key personnel and opportunities to enhance service delivery
through technology investments.
Another way to say this is that forecasted available expenditures 5 years from now, other than
for benefit costs, are only $1.1 M or 4% higher than in the current proposed 2017/18 budget.
Furthermore, between now in then there will be another labor contract negotiation that is not
reflected in the FY 2022/23 forecasted expenditures.
These future increased costs are in addition to a 7.1% ($1.7M) increase in total labor costs
between the estimated FY 2016/17 final expenditures and the proposed FY 2017/18 budget.
The largest single dollar amount of the General Fund Reserves is Other at $4.876M
(per page A-5). The explanation on page A-6 does not seem consistent with the dollar
amount. Could you please provide more detail of the "Other" classification?
Pg. A-5:
General Fund Reserve
6/30/2013
Actual -.IL
I 6/30/2014
Actual
6/30/2015
Actual
6/30/2016
Actual
6/30/2017
Estimated
6/30/2018
Proposed
Commited to:
Budget Stabilization Reserve
Catastrophic Reserves
CalPERS/OPEB Reserve
Almond Grove Reserve
Assigned to:
Open Space Reserve
Sustainability
Strategy Reserve
Capital / Special Projects
Special Studies
Post Retirement Medical
Vasona Land Sale
Other
Total General Fund Reserve
$ 5,450,000
$ 5,450,000
$ 5,450,000
$ 6,621,808
$ 4,637,406
$ 4,969,847
5,450,000
5,450,000
5,450,000
4,637,406
4,637,406
4,969,847
-
-
-
300,000
1,284,402
2,284,402
-
-
-
8,459,973
2,896,200
-
562,000
562,000
562,000
562,000
562,000
562,000
140,553
140,553
140,553
2,600,000
2,600,000
600,000
12,427,161
10,218,579
9,511,527
4,222,405
2,822,405
3,125,901
490,000
490,000
490,000
-
-
-
400,000
-
400,000
-
-
-
410,599
411,245
-
-
-
-
787,294
297,294
339,837
99,284
4,847,721
4,876,845
$ 25,977,054
$ 22,879,118
$ 22,203,364
$ 27,643,429
$ 24,428,093
$ 21,529,395
Pg. A-6:
"Other
The Town has several other smaller reserves that have been classified as other. These reserves include
an open space reserve which may be used to make selective open space acquisitions and a sustainability
reserve which will be used to fund projects that enhance the community environment"
Jak VanNada
Los Gatos Community Alliance.